DFX Intelligence

P••••• G••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

P••••• G••••• M••••••••• L•

CRD 297279

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Data as of Jul 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 11
On other graphs: 1
Observed: Jul 20, 2018 to Jul 16, 2021
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••• G••••• M••••••••• L•

Private equity manager · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $285M••• Locked
Discretionary RAUM: $285M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••• G••••• T•• L•	Hedge Fund	$31.5M	Mar 24, 2026	20	Mar 24, 2026	reported	021-542735
P••••• G••••• M••••• F••• L•	Hedge Fund	$14.1M	Mar 31, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• L••	GENERAL PARTNER	Na	yes	06/2018	Jul 20, 2018	Jul 16, 2021
M•••••• Z••••••• C••••	SOLE OWNER/MANAGING MEMBER	E	yes	06/2018	Jul 20, 2018	Jul 16, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$285M	$370M	-22.9%	n/a	n/a	3	4	0	0

Relationships

Advises (10)

→ P••••• G••••• S•••••• O••••••••• F••• I• L•Private fundPrivate Equity Fund, ERA
Mar 30, 2021 to presentfactForm ADV
→ P••••• J•••• L•Private fundPrivate Equity Fund, ERA
Jul 16, 2021 to presentfactForm ADV
→ P••••• U•••••• L•Private fundHedge Fund, ERA
Mar 24, 2026 to presentfactForm ADV
→ P••••• G••••• T•• L•

Dated events

Order

Occurred
24 Mar 2026
Private fund first reported2 events
P••••• G••••• M••••••••• L•: private fund first reported, 2 counterparties, on 24 Mar 2026
$11.6M to $31.5M
- ••• Locked$31.5M
- ••• Locked$11.6M
Occurred
24 Mar 2026
Private fund no longer reported
••• Locked
Form ADV
$9.6M
Occurred
28 Jan 2022
Ria registration change
••• Locked
Form ADV
Occurred
16 Jul 2021
Regulatory AUM changed
••• Locked
Form ADV
$-239M
Occurred
16 Jul 2021
Control person left
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 20, 2018
Last observed: Jul 16, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.