DFX Intelligence

C••••••• D••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C••••••• D••••• F••••••••

C••••••• D••••• WEALTH MANAGEMENT, LLC, CRD 293020

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:067fda27-fc1e-533e-7d62-164aa3bf417d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 1
Observed: Feb 16, 2018 to Mar 30, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••• D••••• F••••••••

Intermediary · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $745M••• Locked
Discretionary RAUM: $578M
Private client RAUM: $743Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••• C•••• C•••••••	n/a	Richmond, VA	8	27	2	no
T•••••• R••• D•••••	n/a	Richmond, VA	8	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• S•••• C••••	MANAGING PARTNER, CEO	Na	yes	02/2018	Feb 16, 2018	Mar 28, 2024
C••• F•••••••• C••••••••• L•••	Partner	C	yes	08/2023	Sep 27, 2023	Mar 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$745M	$654M	14.0%	$506M	13.8%	7	6	0	0

Relationships

Registered with (4)

← A••••• S••••• B••••Advisorregistration: current employment
Jul 9, 2021 to presentfactForm ADV
← M••• G••••• S•••Advisorregistration: current employment
Apr 27, 2021 to presentfactForm ADV
← S••• C•••• C•••••••Advisorregistration: current employment
May 7, 2018 to presentfactForm ADV
← T•••••• R••• D•••••

Dated events

Occurred
Mar 29, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$147M
Occurred
Feb 16, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:067fda27-fc1e-533e-7d62-164aa3bf417d
First observed: Feb 16, 2018
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.