DFX Intelligence

M•••••• J• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

M•••••• J• C•••••••

Advisor at O••••••••• S••••••••• I•••

INDIANAPOLIS, IN | Edmond, OK

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Search this name across graphsid dfx:ria:0683e4fb-1cbc-b8b3-6218-0ada9d0ec1fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Aug 8, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• S••••••••• I•••	Bd affiliated wealth	Dec 21, 2025	n/a	yes	Edmond, OK\|INDIANAPOLIS, IN	Current employment
A••••••• C•••••• M••••••••• L••	Independent wealth	Aug 8, 2025	Dec 5, 2025	no	DES MOINES, IA\|NORMAN, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• M••••••••• L••	O••••••••• S••••••••• I•••	Dec 5, 2025	Dec 21, 2025	16	Firm change	RIA to ibd

Relationships

Registered with (2)

→ O••••••••• S••••••••• I•••Registered adviserregistration: current employment
Dec 21, 2025 to presentfactForm ADV
→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 8, 2025 to Dec 5, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 5, 2025
Advisor changed firm
M•••••• J• C••••••• left A••••••• C•••••• M••••••••• L•• for O••••••••• S••••••••• I••• (registered 2025-12-21)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Sep 14, 2026
M•••••• J• C••••••• added a WY registration at O••••••••• S••••••••• I•••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0683e4fb-1cbc-b8b3-6218-0ada9d0ec1fd
First observed: Aug 8, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.