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P••• M•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

P••• M•••••• B••••

Advisor at L•• F•••••••• L••

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06857c93-c663-3f64-0edc-25d9127fee68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 25, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 27, 2024	n/a	yes	NEWPORT BEACH, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 4, 2023	Apr 2, 2024	no	BEVERLY HILLS, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Apr 2, 2024	Nov 27, 2024	239	Firm change	Wirehouse to ibd
J••• M••••• P•••••• W••••• A••••••• L••	W•••• F•••• A•••••••	May 23, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:6413:CA:2024-03-19	Apr 2, 2024	Nov 27, 2024	BEVERLY HILLS, CA	Firm change
108559:19616:CA:2023-05-23	May 23, 2023	May 4, 2023	LOS ANGELES, CA	Firm change
149777:108559:CA:2023-03-24	Mar 28, 2023	Mar 3, 2023	LOS ANGELES, CA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 27, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 4, 2023 to Apr 2, 2024factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Mar 3, 2023 to May 23, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Apr 2, 2024
Advisor changed firm
P••• M•••••• B•••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2024-11-27)
Form ADVobserved 6 days ago
Occurred
May 23, 2023
Advisor changed firm
P••• M•••••• B•••• left J••• M••••• P•••••• W••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2023-05-04)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2023
Advisor changed firm
P••• M•••••• B•••• left M••••• S•••••• for J••• M••••• P•••••• W••••• A••••••• L•• (registered 2023-03-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06857c93-c663-3f64-0edc-25d9127fee68
First observed: Nov 25, 2015
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.