This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC ROCHDALE, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Oct 20, 2016

First registration

Dec 8, 2016

Dual registered

yes, broker-dealer

Other names

BRIAN F MOODY|BRIAN FOSTER MOODY

IAPD individual key

6503273

• Occurred

  Apr 30, 2025
  Advisor changed firm

  Brian Moody left Stifel, Nicolaus & Company, Incorporated for Rbc Rochdale, Llc (registered 2025-07-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0689e86d-548e-be79-ef53-b52de1fa7261

First observed

Dec 8, 2016

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.