DFX Intelligence

S••••• A••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

S••••• A••••• J•••••••

Advisor at E•••••••• R••• L••

DORSET, VT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• R••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 20, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• R••• L••	State registered	Jan 1, 2025	n/a	yes	DORSET, VT	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Feb 11, 2009	Aug 15, 2012	no	ISELIN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	E•••••••• R••• L••	Aug 15, 2012	Jan 1, 2025	4,522	Firm change after gap	Other
G•••••••• F••••••••• I••	B• R•••• W••••• A•••••••• I•••	Jan 23, 2009	Feb 11, 2009

Relationships

Registered with (4)

→ E•••••••• R••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2009 to Aug 15, 2012factForm ADV
→ G•••••••• F••••••••• I••Registered adviserregistration: previous registration
Mar 1, 2007 to Jan 23, 2009factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 16, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.