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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

John Elliott Carter

Advisor at MONEY CONCEPTS ADVISORY SERVICE

PALM BEACH GARDENS, FL | WINTER PARK, FL

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Search this name across graphsid dfx:ria:06962ba7-2f2a-a112-008c-b26183312d97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONEY CONCEPTS ADVISORY SERVICE
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 28, 1997
First registration: Mar 7, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2833057

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Sep 10, 2008	n/a	yes	WINTER PARK, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL	Current employment
GUNNALLEN FINANCIAL, INC	n/a	Mar 16, 2006	Jun 23, 2008	no	ORLANDO, FL\|ORLANDO, FL\|ORLANDO, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 10, 2002	Feb 22, 2006	no	ORLANDO, FL	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Mar 7, 2000	Jul 29, 2002	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GUNNALLEN FINANCIAL, INC	MONEY CONCEPTS ADVISORY SERVICE	Jun 23, 2008	Sep 10, 2008	79	Firm change	Other
EQUITABLE ADVISORS, LLC	GUNNALLEN FINANCIAL, INC	Feb 22, 2006	Mar 16, 2006	22	Firm change	Other
MONEY CONCEPTS ADVISORY SERVICE	EQUITABLE ADVISORS, LLC	Jul 29, 2002	Sep 10, 2002	43	Firm change	Other

Relationships

Registered with (3)

→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Mar 7, 2000 to Jul 29, 2002factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Mar 16, 2006 to Jun 23, 2008factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 10, 2002 to Feb 22, 2006factForm ADV

Dated events

No dated event names this entity yet.