DFX Intelligence

N••••• C•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

N••••• C•••••• W•••••

Advisor at M••••• W••••• M••••••••• L••

NEW PROVIDENCE, NJ

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Search this name across graphsid dfx:ria:069da739-54e0-bdd2-92ba-039907581616

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Jun 5, 2023	n/a	yes	NEW PROVIDENCE, NJ	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 16, 2020	Jun 6, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	M••••• W••••• M••••••••• L••	Jun 6, 2023	Jun 5, 2023	-1	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	C••••••••• F•••••••• N••••••	Nov 24, 2020	Nov 16, 2020

Relationships

Registered with (4)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 26, 2013 to Oct 25, 2013factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 16, 2020 to Jun 6, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 29, 2013 to Nov 24, 2020factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jun 6, 2023
Advisor changed firm
N••••• C•••••• W••••• left C••••••••• F•••••••• N•••••• for M••••• W••••• M••••••••• L•• (registered 2023-06-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:069da739-54e0-bdd2-92ba-039907581616
First observed: Sep 17, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.