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CRD 123326
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ROMENESKO, BRENT, DAVID | PARTNER, WEALTH MANAGER | C | yes | 01/2002 | Mar 22, 2012 | Mar 19, 2021 |
| ROMENESKO, DAVID, JOSEPH | PRESIDENT / CHIEF COMPLIANCE OFFICER | D | yes | 07/1986 | Mar 22, 2012 | Mar 19, 2021 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chaska | Mn | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 19, 2021 | $107M | $106M | 2 | 2 | 1 | n/a | n/a |
| 2019 | Mar 23, 2020 | $102M | $101M | 2 | 2 | 1 | n/a | n/a |
| 2011 | Mar 22, 2012 | $47.5M | $47.5M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $107M | $102M | 5.1% | n/a | n/a | 2 | 2 | 1 | 1 |