DFX Intelligence

B•••••• M•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

B•••••• M•••••• M•••••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Wylie, TX

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Search this name across graphsid dfx:ria:06a1c966-df0c-118a-3026-5daf62d6fbea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Apr 3, 2023	n/a	yes	Wylie, TX\|GREENWOOD VILLAGE, CO	Current employment
P••••••• C•••••• A••••••• C•••••••••	Former SEC adviser	Sep 15, 2017	Apr 3, 2023	no	McKinney, TX\|GREENWOOD VILLAGE, CO\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• C•••••••••	E•••••• A••••••• G••••• L••	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
J••• M••••• S••••••••• L••	P••••••• C•••••• A••••••• C•••••••••	Aug 30, 2017	Sep 15, 2017

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Sep 15, 2017 to Apr 3, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 1, 2014 to Aug 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06a1c966-df0c-118a-3026-5daf62d6fbea
First observed: Aug 1, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.