This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 28, 1983earliest registration or exam on IAPD

Years in industry

43derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

4

Exams

S63

First exam

Apr 28, 1983

First registration

Oct 31, 1991

Dual registered

yes, broker-dealer

IAPD individual key

1012069

• Occurred

  Apr 25, 2022
  Advisor changed firm

  Richard Albert Kaufman left Kaufman Advisory Services, Inc. for Investacorp Advisory Services Inc (registered 2007-06-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:06a23684-3ab4-abd2-dd7a-8cf6f15cc93c

First observed

Oct 31, 1991

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.