DFX Intelligence

R••••• J•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

R••••• J•••• P••••

Advisor at F••••••• F•••••••• A•••••••• L••

Bermuda Run, NC

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Search this name across graphsid dfx:ria:06b6f4b5-769d-04d3-d519-02d62cb62cff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• F•••••••• A•••••••• L••	Independent wealth	Jul 6, 2020	n/a	yes	Bermuda Run, NC	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 25, 2011	Jul 6, 2020	no	CHARLESTON, SC\|RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	F••••••• F•••••••• A•••••••• L••	Jul 6, 2020	Jul 6, 2020	0	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	U•• F•••••••• S••••••• I•••	Mar 29, 2011	Mar 25, 2011

Relationships

Registered with (4)

→ F••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 6, 2020 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2011 to Jul 6, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 19, 2003 to Mar 29, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06b6f4b5-769d-04d3-d519-02d62cb62cff
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.