DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Daniel Patrick Haskins

Advisor at NUVEEN ASSET MANAGEMENT, LLC

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06b8a242-7739-8ea2-b347-80b313cda202

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NUVEEN ASSET MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 4, 2011
First registration: Feb 5, 2011
Dual registered: yes, broker-dealer
Other names: DANIEL PATRICK HASKINS|Daniel P Haskins
IAPD individual key: 5868019

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Mar 19, 2024	n/a	yes	CHICAGO, IL	Current employment
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Oct 4, 2016	Jan 7, 2024	no	BOSTON, MA\|St. Louis, MO\|Wildwood, MO	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Sep 14, 2011	Mar 13, 2015	no	BOSTON, MA	Previous registration
MORGAN STANLEY	Wirehouse	Feb 5, 2011	Sep 23, 2011	no	Norwell, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	NUVEEN ASSET MANAGEMENT, LLC	Jan 7, 2024	Mar 19, 2024	72	Firm change	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Mar 13, 2015	Oct 4, 2016	571	Firm change after gap	Other
MORGAN STANLEY	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Sep 23, 2011	Sep 14, 2011	-9	Firm change	Other

Relationships

Registered with (4)

→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 19, 2024 to presentfactForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Oct 4, 2016 to Jan 7, 2024factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Sep 14, 2011 to Mar 13, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 5, 2011 to Sep 23, 2011factForm ADV

Dated events

Occurred
Jan 7, 2024
Advisor changed firm
Daniel Patrick Haskins left Columbia Management Investment Advisers, Llc for Nuveen Asset Management, Llc (registered 2024-03-19)
Form ADVobserved 5 days ago