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Advisor at LPL FINANCIAL LLC
MIDDLEBURY, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 25, 2026 | n/a | yes | MIDDLEBURY, VT | Current employment |
| WILMINGTON TRUST INVESTMENT ADVISORS, INC. | Other adviser | Sep 11, 2024 | Jan 22, 2026 | no | Bridgeport, CT | Previous registration |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Jan 5, 2023 | Sep 10, 2024 | no | WILMINGTON, DE | Previous registration |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Apr 5, 2018 | Dec 31, 2022 | no | Rutland, VT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WILMINGTON TRUST INVESTMENT ADVISORS, INC. | LPL FINANCIAL LLC | Jan 22, 2026 | Aug 25, 2026 | 215 | Firm change | Other |
| PEOPLE'S UNITED ADVISORS, INC. | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | Sep 10, 2024 | Sep 11, 2024 | 1 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 292454:106909:DE:2024-09-10 | Sep 10, 2024 | Sep 11, 2024 | WILMINGTON, DE | Firm change |