DFX Intelligence

R••• W•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

R••• W•••••• S••••••

Advisor at L•• E••••••••• L••

ST CLOUD, MN

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Search this name across graphsid dfx:ria:06c163bd-8df0-4198-ac3a-f93a6dae4443

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Dec 5, 2024	n/a	yes	ST CLOUD, MN	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Nov 23, 2021	Dec 3, 2024	no	SAINT CLOUD, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	L•• E••••••••• L••	Dec 3, 2024	Dec 5, 2024	2	Firm change	Other
W•••• F•••• A•••••••	N••••••••• M••••• I••••••••• S•••••••••	Nov 8, 2021	Nov 23, 2021

Relationships

Registered with (3)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 23, 2021 to Dec 3, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 4, 2017 to Nov 8, 2021factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06c163bd-8df0-4198-ac3a-f93a6dae4443
First observed: Dec 4, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.