DFX Intelligence

J•••• R•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••• R•••• C•••••••••

Advisor at A••••• I••••••••• A••••••• L••

Florence, AL | HUNTSVILLE, AL

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Search this name across graphsid dfx:ria:06c92d13-0130-781c-18f3-1c5d2051e6dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 13, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• I••••••••• A••••••• L••	Independent wealth	Feb 12, 2026	n/a	yes	Florence, AL\|HUNTSVILLE, AL	Current employment
S••••• A••••••• I•••	Bd affiliated wealth	Jun 30, 2016	Feb 13, 2026	no	Florence, AL\|BIRMINGHAM, AL\|Florence, AL\|FLORENCE, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••••••• I•••	A••••• I••••••••• A••••••• L••	Feb 13, 2026	Feb 12, 2026	-1	Firm change	Ibd to new firm
S••••• A••• A•••• M••••••••• I•••	S••••• A••••••• I•••	Jun 30, 2016	Jun 30, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
174182:336722:AL:2026-02-10	Feb 13, 2026	Feb 12, 2026	FLORENCE, AL	Firm change

Relationships

Registered with (5)

→ A••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2016 to Feb 13, 2026factForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 25, 2014 to Jun 30, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 13, 2026
Advisor changed firm
J•••• R•••• C••••••••• left S••••• A••••••• I••• for A••••• I••••••••• A••••••• L•• (registered 2026-02-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06c92d13-0130-781c-18f3-1c5d2051e6dd
First observed: May 13, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.