DFX Intelligence

M••• R••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M••• R••••• C•••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06ca882f-b4b8-7762-1c16-f57e7a0b4214

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Jul 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 20, 2026	n/a	yes	SAYVILLE, NY\|COMMACK, NY\|WEST BABYLON, NY	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Apr 28, 2025	Jul 20, 2026	no	SMITHTOWN, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	L•• F•••••••• L••	Jul 20, 2026	Jul 20, 2026	0	Firm change	Ibd to ibd
P•••••••• S••••••••• I•••	O•••• I••••••••• I•••	Apr 29, 2025	Apr 28, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:6413:NY:2026-07-20	Jul 20, 2026	Jul 20, 2026	SMITHTOWN, NY	Firm change

Relationships

Registered with (9)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 18, 2022 to Aug 25, 2022factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 28, 2025 to Jul 20, 2026factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 16, 2024 to Apr 29, 2025factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 25, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06ca882f-b4b8-7762-1c16-f57e7a0b4214
First observed: Jul 23, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.