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Advisor at APOLLON WEALTH MANAGEMENT, LLC
Torrance, CA | MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APOLLON WEALTH MANAGEMENT, LLC | Independent wealth | Nov 4, 2024 | n/a | yes | Torrance, CA|MOUNT PLEASANT, SC | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 5, 2014 | Nov 13, 2024 | no | BEVERLY HILLS, CA|CENTURY CITY, CA|AUSTIN, TX | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 12, 2009 | Oct 10, 2014 | no | NEWPORT BEACH, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Feb 13, 2009 | no | NEWPORT BEACH, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 31, 2006 | Apr 2, 2007 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | APOLLON WEALTH MANAGEMENT, LLC | Nov 13, 2024 | Nov 4, 2024 | -9 | Firm change | Ibd to RIA |
| MORGAN STANLEY & CO. LLC | RBC CAPITAL MARKETS, LLC | Feb 13, 2009 | Feb 12, 2009 | -1 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:291902:TX:2024-11-13 | Nov 13, 2024 | Nov 4, 2024 | AUSTIN, TX | Firm change |