A••• L• H••••

Advisor at D••• D••••••• • C••

LINCOLN, NE

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Search this name across graphsid dfx:ria:06cf228e-9b52-a164-0e57-08ff20fe64ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• D••••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• D••••••• • C••	Independent wealth	Jul 29, 2016	n/a	yes	LINCOLN, NE	Current employment
S•••• H•••• A••••••• I••	Former SEC adviser	Aug 26, 2005	Jul 28, 2016	no	LINCOLN, NE\|LINCOLN, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• H•••• A••••••• I••	D••• D••••••• • C••	Jul 28, 2016	Jul 29, 2016	1	Bulk transfer	Other

Relationships

Registered with (2)

→ D••• D••••••• • C••Registered adviserregistration: current employment
Jul 29, 2016 to presentfactForm ADV
→ S•••• H•••• A••••••• I••Registered adviserregistration: previous registration
Aug 26, 2005 to Jul 28, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06cf228e-9b52-a164-0e57-08ff20fe64ee
First observed: Aug 26, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.