DFX Intelligence

J••••• C•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J••••• C•••••• G••••••

Advisor at N••••••• T•••• I••••••••• I•••••••••

CHICAGO, IL | Chicago, IL

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• I••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Jul 22, 2021	n/a	yes	Chicago, IL\|CHICAGO, IL	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	Apr 25, 2017	Jan 13, 2021	no	Bloomfield Hills, MI\|PRINCETON, NJ\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	N••••••• T•••• I••••••••• I•••••••••	Jan 13, 2021	Jul 22, 2021	190	Firm change	Other
C••••••• S•••••••••	B•••••••• I••••••••• M••••••••• L••	Apr 26, 2017	Apr 25, 2017

Relationships

Registered with (4)

→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: current employment
Jul 22, 2021 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2017 to Jan 13, 2021factForm ADV
→ C••••••• S•••••••••Registered adviserregistration: previous registration
Feb 14, 2013 to Apr 26, 2017factForm ADV
→ W•••••• • R•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 9, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.