DFX Intelligence

J• C••••••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J• C••••••••• P••••••••

Advisor at F•••• T•••• S••••••••• I•••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:06d61391-ddd6-3bd3-3e7c-8771026776e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Nov 30, 2004	n/a	yes	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Current employment
M••••• S•••••• D• I•••	n/a	Jul 12, 2001	Mar 2, 2004	no	CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	F•••• T•••• S••••••••• I•••	Mar 2, 2004	Nov 30, 2004	273	Firm change	Other

Relationships

Registered with (2)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: current employment
Nov 30, 2004 to presentfactForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Jul 12, 2001 to Mar 2, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06d61391-ddd6-3bd3-3e7c-8771026776e0
First observed: Jul 12, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.