DFX Intelligence

R••• P•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R••• P•••••• B••••

Advisor at G••••••••• P•••••• W•••••

SAN JUAN, PR

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Search this name across graphsid dfx:ria:06d6bf15-4f01-f0d8-a851-a66b6debb36f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••••• P•••••• W•••••	Independent wealth	Apr 3, 2023	n/a	yes	SAN JUAN, PR	Current employment
H•••••••• W••••• M•••••••••	Former SEC adviser	Oct 9, 2013	Jan 5, 2023	no	FALLS CHURCH, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• W••••• M•••••••••	G••••••••• P•••••• W•••••	Jan 5, 2023	Apr 3, 2023	88	Firm change	RIA to RIA
M••••• A•••• M••••••••• C••••	H•••••••• W••••• M•••••••••	Oct 1, 2013	Oct 9, 2013

Relationships

Registered with (4)

→ G••••••••• P•••••• W•••••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ H•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 9, 2013 to Jan 5, 2023factForm ADV
→ M••••• A•••• M••••••••• C••••Registered adviserregistration: previous registration
Aug 4, 2011 to Oct 1, 2013factForm ADV
→ S•• F•••••••• A••••••• M••••••••• E••••••••• I••

Dated events

Occurred
Jan 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06d6bf15-4f01-f0d8-a851-a66b6debb36f
First observed: Jan 21, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.