DFX Intelligence

T•••••• M••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T•••••• M••••• G••••••

Advisor at U•• A•••• M••••••••• ••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:06d79e93-6e09-cb15-ba7f-8d6a28e709a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• A•••• M••••••••• ••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• A•••• M••••••••• ••••••••• L••	Mixed wealth	Mar 25, 2026	n/a	yes	NEW YORK, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jun 6, 2024	Jul 19, 2024	no	Jersey City, NJ\|New York, NY\|New York, NY\|NEW YORK, NY\|New York, NY\|Wayne, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Mar 19, 2025	Jun 6, 2024	-286	Bulk transfer	Ibd to wirehouse
J••• M••••• S••••••••• L••	U•• A•••• M••••••••• ••••••••• L••	Jul 19, 2024	Mar 25, 2026

Relationships

Registered with (4)

→ U•• A•••• M••••••••• ••••••••• L••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jun 15, 2022 to Mar 19, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 6, 2024 to Jul 19, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06d79e93-6e09-cb15-ba7f-8d6a28e709a4
First observed: Apr 6, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.