DFX Intelligence

M••• E•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

M••• E•••• K••••

Advisor at O•••• W•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:06f4af1c-8919-3351-36b2-f76ad30b9539

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 12, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	LIGHTHOUSE POINT, FL\|PENFIELD, NY\|ROCHESTER, NY	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Sep 23, 2016	Jun 14, 2024	no	Rochester, NY\|LA VISTA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
W••• S••••• F•••••••• G••••• I••	S••••••••• A•••••• A•••••••• I•••	Sep 23, 2016	Sep 23, 2016

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2016 to Jun 14, 2024factForm ADV
→ W••• S••••• F•••••••• G••••• I••Registered adviserregistration: previous registration
Feb 17, 2009 to Sep 23, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06f4af1c-8919-3351-36b2-f76ad30b9539
First observed: Feb 17, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.