DFX Intelligence

C•••• E• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C•••• E• P••••••••

Advisor at L•• F•••••••• L••

MOOSE LAKE, MN

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Search this name across graphsid dfx:ria:06fc8df9-f563-d822-db30-8338d816cf2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	n/a	yes	MOOSE LAKE, MN\|MOOSE LAKE, MN	Current employment
I•• G•••• W••••• M••••••••• L••	Former SEC adviser	Jun 18, 2021	Aug 30, 2024	no	DENVER, CO\|Moose Lake, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• G•••• W••••• M••••••••• L••	n/a	Aug 30, 2024	n/a	n/a	Departure no registered destination	Departure
I••••••••• C•••••• O• A••••••• I•••	L•• F•••••••• L••	Nov 29, 2017	Nov 29, 2017	0

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ I•• G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2021 to Aug 30, 2024factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Apr 24, 2007 to Nov 29, 2017factForm ADV

Dated events

Occurred
Aug 30, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06fc8df9-f563-d822-db30-8338d816cf2d
First observed: Apr 24, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.