DFX Intelligence

A•••••• J••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

A•••••• J••••• C•••••••••

Advisor at O•••• W•••••• I•••

MATAWAN, NJ

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Search this name across graphsid dfx:ria:0705fb94-31d9-54b6-2112-eb471f0d6219

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 2, 2025	n/a	yes	MATAWAN, NJ	Current employment
N•• C•••••• F•••••••• G••••• L••	Former SEC adviser	Feb 12, 2003	Dec 31, 2025	no	PRINCETON, NJ\|HAZLET, NJ\|Matawan, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• C•••••• F•••••••• G••••• L••	O•••• W•••••• I•••	Dec 31, 2025	Jun 2, 2025	-212	Firm change after gap	RIA to ibd
A•••••• A••••••• S•••••••	N•• C•••••• F•••••••• G••••• L••	Jan 28, 2003	Feb 12, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
104553:23131:NJ:2025-12-31	Dec 31, 2025	Jun 2, 2025	MATAWAN, NJ	Firm change after gap

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ N•• C•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 12, 2003 to Dec 31, 2025factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 18, 2002 to Jan 28, 2003factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
A•••••• J••••• C••••••••• left N•• C•••••• F•••••••• G••••• L•• for O•••• W•••••• I••• (registered 2025-06-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0705fb94-31d9-54b6-2112-eb471f0d6219
First observed: May 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.