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E•••• M•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

E•••• M•••• W•••

Advisor at S••••• F•••••••• A•••••••• I•••

MIDDLETOWN, OH

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Search this name across graphsid dfx:ria:07063f07-e556-5cd1-ee82-61e7d9b6f5b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• A•••••••• I•••	Independent wealth	Sep 13, 2007	n/a	yes	MIDDLETOWN, OH	Current employment
I•••• I•••	n/a	Oct 20, 2003	Dec 31, 2007	no	MIDDLETOWN, OH\|MANHATTEN BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••• I•••	S••••• F•••••••• A•••••••• I•••	Dec 31, 2007	Sep 13, 2007	-109	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 13, 2007 to presentfactForm ADV
→ I•••• I•••Registered adviserregistration: previous registration
Oct 20, 2003 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07063f07-e556-5cd1-ee82-61e7d9b6f5b9
First observed: Oct 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.