DFX Intelligence

B•••• D•••••• W••• J•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

B•••• D•••••• W••• J•

Advisor at M••••••• W••••• M••••••••• L••

LEXINGTON, KY | Tucson, AZ

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Search this name across graphsid dfx:ria:070d0ada-998a-dba4-687a-acfddad829c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••••• M••••••••• L••	Independent wealth	Sep 28, 2023	n/a	yes	Tucson, AZ\|LEXINGTON, KY	Current employment
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Mar 22, 2017	Oct 27, 2023	no	TUSCON, AZ\|TUCSON, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	M••••••• W••••• M••••••••• L••	Oct 27, 2023	Sep 28, 2023	-29	Firm change	Ibd to RIA
V••••••• A•••••••• I•••	U••••• C•••••• F•••••••• A•••••••	Mar 31, 2017	Mar 22, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
134600:151523:AZ:2023-10-27	Oct 27, 2023	Sep 28, 2023	TUCSON, AZ	Firm change

Relationships

Registered with (3)

→ M••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 28, 2023 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 22, 2017 to Oct 27, 2023factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2016 to Mar 31, 2017factForm ADV

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:070d0ada-998a-dba4-687a-acfddad829c9
First observed: Oct 4, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.