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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

GEORGE SCOTT WRAY

Advisor at LPL FINANCIAL LLC

FORT WAYNE, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 15, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 12, 1982
First registration: Dec 15, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1025757

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 18, 2026	n/a	yes	FORT WAYNE, IN	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 5, 2022	Aug 22, 2026	no	Fort Wayne, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 9, 2009	Mar 24, 2022	no	FORT WAYNE, IN\|GULF SHORES, AL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 15, 1998	Feb 5, 2009	no	INDIANAPOLIS, IN\|FORT WAYNE, IN\|FORT WAYNE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Aug 22, 2026	Aug 18, 2026	-4	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 24, 2022	Apr 5, 2022	12	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Feb 5, 2009	Jan 9, 2009	-27	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 5, 2022 to Aug 22, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 9, 2009 to Mar 24, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 15, 1998 to Feb 5, 2009factForm ADV

Dated events

Occurred
Mar 24, 2022
Advisor changed firm
George Scott Wray left Wells Fargo Advisors for Cambridge Investment Research Advisors, Inc. (registered 2022-04-05)
Form ADVobserved 4 days ago