DFX Intelligence

W•••••• N••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

W•••••• N••••• H•••••

Advisor at H••••• A•••••• S•••••••• I•••

Buffalo, NY | BUFFALO, NY

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Search this name across graphsid dfx:ria:0720d770-0301-1cd1-1b6a-d9081637255c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• A•••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• G•••• • C•••••• I•••	Independent wealth	Sep 17, 2025	n/a	yes	Buffalo, NY	Current employment
H••••• C•••••• A•••••••• I•••	Independent wealth	Jun 18, 2021	n/a	yes	Buffalo, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• M••••••••• C•••••••••	H••••• A•••••• S•••••••• I•••	Feb 23, 2005	May 21, 2004	-278	Firm change after gap	Other

Relationships

Registered with (4)

→ M•••••• G•••• • C•••••• I•••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ H••••• C•••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 18, 2021 to presentfactForm ADV
→ H••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
May 21, 2004 to Dec 31, 2024factForm ADV
→ M••••••• M••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0720d770-0301-1cd1-1b6a-d9081637255c
First observed: Jun 13, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.