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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STRATEGIC PLANNING GROUP, INC.

CRD 124855

WELLESLEY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:072547d4-6638-8a9b-8448-20972df32ea2

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2012 to Mar 17, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $219MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $213M
Private client RAUM: $219MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $109Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 724
Individual clients: 187
High net worth clients: 78
SEC number: 801-72178
CRD: 124855
Filings on the tape: 31
First filed: Mar 15, 2012
Latest filed: Mar 17, 2026
Organised: Corporation, MA
Website: spgneedham.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID ALEXANDER ROURKE	n/a	WELLESLEY, MA	21	32	n/a	no
JARROD ANDREW SHERMAN	n/a	WELLESLEY, MA	15	29	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROURKE, DAVID, ALEXANDER	President	E	yes	09/2004	Mar 15, 2012	Mar 20, 2024
SHERMAN, JARROD, ANDREW	CHIEF COMPLIANCE OFFICER	B	no	12/2009	Mar 15, 2012	Mar 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$219M	$213M	3	2	0	n/a	n/a
2024	Mar 28, 2025	$199M	$193M	3	2	0	n/a	n/a
2023	Mar 20, 2024	$184M	$179M	3	2	0	n/a	n/a
2022	Mar 14, 2023	$172M	$167M	3	2	0	n/a	n/a
2021	Mar 10, 2022	$214M	$203M	3	2	0	n/a	n/a
2020	Mar 31, 2021	$190M	$185M	3	2	0	n/a	n/a
2019	Mar 30, 2020	$157M	$151M	3	2	0	n/a	n/a
2018	Mar 29, 2019	$214M	$208M	5	4	1	n/a	n/a
2017	Feb 7, 2018	$216M	$208M	5	3	0	n/a	n/a
2016	Feb 3, 2017	$194M	$187M	4	2	n/a	n/a	n/a
2015	Jan 20, 2016	$192M	$183M	4	2	n/a	n/a	n/a
2014	Jan 14, 2015	$194M	$184M	4	2	n/a	n/a	n/a
2013	Feb 13, 2014	$187M	$177M	4	2	n/a	n/a	n/a
2012	Feb 7, 2013	$156M	$147M	3	2	n/a	n/a	n/a
2011	Mar 15, 2012	$145M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$219M	$199M	9.9%	$172M	8.3%	3	3	0	0

Relationships

Registered with (4)

← JARROD ANDREW SHERMANAdvisorregistration: current employment
May 23, 2011 to presentfactForm ADV
← DAVID ALEXANDER ROURKEAdvisorregistration: current employment
Feb 7, 2005 to presentfactForm ADV
← CHRISTOPHER ANDREW HORVATHAdvisorregistration: previous registration
Nov 7, 2017 to Feb 12, 2020factForm ADV
← Susan Johanna RomanAdvisorregistration: previous registration
Sep 24, 2018 to Feb 12, 2020factForm ADV

Controls (1)

← ROURKE, DAVID, ALEXANDEROwnerPRESIDENT, ownership code E, individual
Mar 15, 2012 to Mar 20, 2024factForm ADV

Owns (1)

← SHERMAN, JARROD, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 15, 2012 to Mar 20, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:072547d4-6638-8a9b-8448-20972df32ea2
First observed: Mar 15, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGIC PLANNING GROUP, INC.

CRD 124855

WELLESLEY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:072547d4-6638-8a9b-8448-20972df32ea2

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID ALEXANDER ROURKE

n/a

WELLESLEY, MA

n/a

JARROD ANDREW SHERMAN

n/a

WELLESLEY, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROURKE, DAVID, ALEXANDER

President

yes

09/2004

Mar 15, 2012

Mar 20, 2024

SHERMAN, JARROD, ANDREW

CHIEF COMPLIANCE OFFICER

12/2009

Mar 15, 2012

Mar 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$219M

$213M

n/a

2024

Mar 28, 2025

$199M

$193M

n/a

2023

Mar 20, 2024

$184M

$179M

n/a

2022

Mar 14, 2023

$172M

$167M

n/a

2021

Mar 10, 2022

$214M

$203M

n/a

2020

Mar 31, 2021

$190M

$185M

n/a

2019

Mar 30, 2020

$157M

$151M

n/a

2018

Mar 29, 2019

$214M

$208M

n/a

2017

Feb 7, 2018

$216M

$208M

n/a

2016

Feb 3, 2017

$194M

$187M

n/a

2015

Jan 20, 2016

$192M

$183M

n/a

2014

Jan 14, 2015

$194M

$184M

n/a

2013

Feb 13, 2014

$187M

$177M

n/a

2012

Feb 7, 2013

$156M

$147M

n/a

2011

Mar 15, 2012

$145M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$219M

$199M

9.9%

$172M

8.3%