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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

JON CHARLES WILLIAMS

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | POPLARVILLE, MS

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Search this name across graphsid dfx:ria:07278068-1b29-b11a-b1f3-5edabf11bb78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Jan 12, 1998
First registration: Nov 24, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2996336

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 20, 2021	n/a	yes	POPLARVILLE, MS\|POPLARVILLE, MS\|SAN DIEGO, CA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Aug 24, 2021	no	POPLARVILLE, MS	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Mar 31, 2016	Mar 1, 2019	no	POPLARVILLE, MS\|MINNEAPOLIS, MN	Previous registration
USALLIANZ SECURITIES, INC.	n/a	Nov 24, 2003	Jun 16, 2006	no	CORDOVA, TN\|POPLARVILLE, MS\|POPLARVILLE, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Aug 24, 2021	Aug 20, 2021	-4	Firm change	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
USALLIANZ SECURITIES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Jun 16, 2006	Mar 31, 2016	3,576	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 20, 2021 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Aug 24, 2021factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 31, 2016 to Mar 1, 2019factForm ADV
→ USALLIANZ SECURITIES, INC.Registered adviserregistration: previous registration
Nov 24, 2003 to Jun 16, 2006factForm ADV

Dated events

No dated event names this entity yet.