DFX Intelligence

E••••• A•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

E••••• A•••• C•••••

Advisor at M••••••••• I•••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:072b4523-1864-41b0-fefb-1354af6cbd02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• I•••	State registered	Jan 11, 2011	n/a	yes	LEXINGTON, KY	Current employment
M••••••••• I•••	State registered	Nov 28, 2007	Dec 31, 2010	no	LEXINGTON, KY	Previous registration

Relationships

Registered with (1)

→ M••••••••• I•••Registered adviserregistration: previous registration
Nov 28, 2007 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:072b4523-1864-41b0-fefb-1354af6cbd02
First observed: Nov 28, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.