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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HILLTOP PARK ASSOCIATES LLC

CRD 160988

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:072e615c-3d5a-bc7d-4064-ae5f42374e73

Data as of Mar 18, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to Mar 18, 2016
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $323MItem 5.F on the latest filing (2016-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $123M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Accounts: 5
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $117Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-73709
CRD: 160988
Filings on the tape: 7
First filed: Feb 14, 2012
Latest filed: Mar 18, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HILLTOP PARK FUND QP LP	Hedge Fund	$103M	Apr 30, 2012	10	Feb 14, 2012	dropped	021-18615
HILLTOP PARK LONG OPPORTUNITY FUND QP LP	Hedge Fund	$101M	Mar 18, 2016	0	Feb 14, 2012	reported	021-157071
MIDSHIPS OPPORTUNITY MASTER FUND LTD.	Hedge Fund	$26.1M	Mar 24, 2014	3	Sep 20, 2013	dropped	021-199185
HILLTOP PARK LONG OPPORTUNITY MASTER FUND LTD.	Hedge Fund	$20.0M	Apr 30, 2012	1	Feb 14, 2012	dropped	n/a
HILLTOP PARK MASTER FUND LTD.	Hedge Fund	$20.0M	Apr 30, 2012	2	Feb 14, 2012	dropped	n/a
HILLTOP PARK LONG OPPORTUNITY OFFSHORE FUND LTD.	Hedge Fund	$18.2M	Apr 30, 2012	6	Feb 14, 2012	dropped	n/a
MIDSHIPS CAPITAL FUND LTD.	Hedge Fund	$16.2M	Mar 18, 2016	5	Apr 6, 2015	reported	n/a
HILLTOP PARK OFFSHORE FUND LTD.	Hedge Fund	$7.4M	Apr 30, 2012	6	Feb 14, 2012	dropped	021-134078

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHOPKORN, STANLEY, BRUCE	Partner	E	yes	10/2008	Feb 14, 2012	Mar 18, 2016
SIEGEL, JASON, SCOTT	PARTNER & CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER	C	yes	10/2008	Feb 14, 2012	Mar 18, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HILLTOP PARK GP LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 18, 2016	$323M	$123M	7	4	n/a	2	$117M
2014	Apr 6, 2015	$353M	$138M	7	6	n/a	2	$132M
2013	Mar 24, 2014	$352M	$137M	7	6	n/a	2	$137M
2012	Mar 19, 2013	$274M	$73.9M	8	7	n/a	1	$73.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$323M	$353M	-8.5%	$274M	5.6%	7	7	n/a	n/a

Relationships

Advises (8)

→ MIDSHIPS CAPITAL FUND LTD.Private fundHedge Fund, IA
Apr 6, 2015 to presentfactForm ADV
→ HILLTOP PARK LONG OPPORTUNITY FUND QP LPPrivate fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ MIDSHIPS OPPORTUNITY MASTER FUND LTD.Private fundHedge Fund, IA, no longer reported
Sep 20, 2013 to Mar 24, 2014factForm ADV
→ HILLTOP PARK MASTER FUND LTD.Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Apr 30, 2012factForm ADV
→ HILLTOP PARK OFFSHORE FUND LTD.Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Apr 30, 2012factForm ADV
→ HILLTOP PARK LONG OPPORTUNITY MASTER FUND LTD.Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Apr 30, 2012factForm ADV
→ HILLTOP PARK FUND QP LPPrivate fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Apr 30, 2012factForm ADV
→ HILLTOP PARK LONG OPPORTUNITY OFFSHORE FUND LTD.Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Apr 30, 2012factForm ADV

Controls (2)

← SHOPKORN, STANLEY, BRUCEOwnerPARTNER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← SIEGEL, JASON, SCOTTOwnerPARTNER & CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 14, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:072e615c-3d5a-bc7d-4064-ae5f42374e73
First observed: Feb 14, 2012
Last observed: Mar 18, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HILLTOP PARK ASSOCIATES LLC

CRD 160988

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:072e615c-3d5a-bc7d-4064-ae5f42374e73

Data as of Mar 18, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HILLTOP PARK FUND QP LP

Hedge Fund

$103M

Apr 30, 2012

Feb 14, 2012

dropped

021-18615

HILLTOP PARK LONG OPPORTUNITY FUND QP LP

Hedge Fund

$101M

Mar 18, 2016

Feb 14, 2012

reported

021-157071

MIDSHIPS OPPORTUNITY MASTER FUND LTD.

Hedge Fund

$26.1M

Mar 24, 2014

Sep 20, 2013

dropped

021-199185

HILLTOP PARK LONG OPPORTUNITY MASTER FUND LTD.

Hedge Fund

$20.0M

Apr 30, 2012

Feb 14, 2012

dropped

n/a

HILLTOP PARK MASTER FUND LTD.

Hedge Fund

$20.0M

Apr 30, 2012

Feb 14, 2012

dropped

n/a

HILLTOP PARK LONG OPPORTUNITY OFFSHORE FUND LTD.

Hedge Fund

$18.2M

Apr 30, 2012

Feb 14, 2012

dropped

n/a

MIDSHIPS CAPITAL FUND LTD.

Hedge Fund

$16.2M

Mar 18, 2016

Apr 6, 2015

reported

n/a

HILLTOP PARK OFFSHORE FUND LTD.

Hedge Fund

$7.4M

Apr 30, 2012

Feb 14, 2012

dropped

021-134078

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHOPKORN, STANLEY, BRUCE

Partner

yes

10/2008

Feb 14, 2012

Mar 18, 2016

SIEGEL, JASON, SCOTT

PARTNER & CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER

yes

10/2008

Feb 14, 2012

Mar 18, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HILLTOP PARK GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 18, 2016

$323M

$123M

n/a

$117M

2014

Apr 6, 2015

$353M

$138M

n/a

$132M

2013

Mar 24, 2014

$352M

$137M

n/a

$137M

2012

Mar 19, 2013

$274M

$73.9M

n/a

$73.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$323M

$353M

-8.5%

$274M

5.6%

n/a