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CRD 114922
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRIAN ALAN HUNTER | n/a | BOSTON, MA | 24 | 41 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HUNTER, BRIAN, ALAN | CHIEF COMPLIANCE OFFICER, CEO AND MANAGING DIRECTOR | E | yes | 09/2008 | Mar 28, 2012 | Oct 30, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $2.8B | $3.4M | 0 | 0 | 0 | n/a | n/a |
| 2024 | Mar 31, 2025 | $6.8B | $5.0M | 0 | 0 | 0 | n/a | n/a |
| 2023 | Mar 29, 2024 | $7.5B | $3.3M | 0 | 0 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $7.3B | $7.8M | 1 | 1 | 0 | n/a | n/a |
| 2021 | Apr 1, 2022 | $11B | $10.2M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $9.8B | $3.7M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Apr 29, 2020 | $4.7B | $3.7M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Mar 20, 2019 | $2.5B | $3.3M | 3 | 3 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $4.1M | $4.1M | 3 | 3 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $413M | $3.0M | 4 | 4 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $411M | $2.4M | 4 | 4 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $417M | $6.1M | 4 | 4 | n/a | n/a | n/a |
| 2013 | Mar 17, 2014 | $413M | $6.0M | 4 | 4 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $8.2B | $2.5M | 4 | 4 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $1.0B | $1.4M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.8B | $6.8B | -58.3% | $7.3B | -27.0% | 0 | 0 | 0 | 0 |