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Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
RIDGEWOOD, NJ | Birmingham, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Oct 3, 2015 | n/a | yes | RIDGEWOOD, NJ|Birmingham, AL | Current employment |
| CURIAN CAPITAL, LLC | Former SEC adviser | Jan 21, 2011 | Sep 15, 2015 | no | DENVER, CO|FRANKLIN, TN|FRANKLIN, TN|FRANKLIN, TN | Previous registration |
| EDWARD JONES | National bd RIA | Dec 7, 2007 | Sep 9, 2010 | no | SMYRNA, TN|ST LOUIS, MO|MURFREESBORO, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CURIAN CAPITAL, LLC | ADVISORS CAPITAL MANAGEMENT, LLC | Sep 15, 2015 | Oct 3, 2015 | 18 | Firm change | Other |
| EDWARD JONES | CURIAN CAPITAL, LLC | Sep 9, 2010 | Jan 21, 2011 | 134 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120270:112266:TN:2015-09-15 | Sep 15, 2015 | Oct 3, 2015 | FRANKLIN, TN | Firm change |