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CRD 283340
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SAMER HABL | n/a | SAN FRANCISCO, CA | 10 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FINGAGE HOLDINGS INC. | MANAGING MEMBER, PARENT ENTITY | E | yes | 02/2016 | Mar 15, 2016 | Oct 9, 2024 |
| HABL, SAMER | Shareholder | E | yes | 02/2016 | Mar 15, 2016 | Oct 9, 2024 |
| HABL, SAMER | Cco | Na | yes | 02/2016 | Mar 15, 2016 | Oct 9, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $2.1M | $330,354 | 1 | 1 | 0 | n/a | n/a |
| 2024 | Mar 31, 2025 | $1.1M | $369,785 | 1 | 1 | 0 | n/a | n/a |
| 2023 | Mar 20, 2024 | $1.8M | $682,647 | 1 | 1 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.2M | $425,873 | 1 | 1 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $19.0M | $362,076 | 3 | 1 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $15.9M | $0 | 3 | 1 | 0 | n/a | n/a |
| 2019 | Mar 19, 2020 | $14.8M | $0 | 3 | 1 | 0 | n/a | n/a |
| 2018 | Feb 18, 2019 | $14.2M | $0 | 4 | 1 | 0 | n/a | n/a |
| 2017 | Jan 4, 2018 | $13.8M | $0 | 4 | 1 | 0 | n/a | n/a |
| 2016 | Feb 1, 2017 | $0 | $0 | 1 | 1 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.1M | $1.1M | 86.1% | $1.2M | 21.2% | 1 | 1 | 0 | 0 |