DFX Intelligence

M•••• D•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

M•••• D•••• H••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

TULLAHOMA, TN

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Search this name across graphsid dfx:ria:07480402-222f-719b-05c4-6be1a633c6c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 12, 2014	n/a	yes	TULLAHOMA, TN	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 9, 2011	May 14, 2014	no	NASHVILLE, TN\|NASHVILLE, TN\|BIRMINGHAM, AL\|NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|HERMITAGE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|BIRMINGHAM, AL\|NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|HERMITAGE, TN\|NASHVILLE, TN\|NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	May 14, 2014	May 12, 2014	-2	Firm change	Other
M••••• K••••• • C••••••• L••	W•••• F•••• A•••••••	Mar 10, 2011	Mar 9, 2011

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
May 12, 2014 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 9, 2011 to May 14, 2014factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Mar 20, 2008 to Mar 10, 2011factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07480402-222f-719b-05c4-6be1a633c6c4
First observed: Feb 26, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.