DFX Intelligence

C•••••• R••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

C•••••• R••• F••••••••

Advisor at A••• A••••••• L••

GREENSBORO, NC

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Search this name across graphsid dfx:ria:076838da-03df-f1b0-4c6c-b67a9e6ced33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 31, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• L••	State registered	Jun 13, 2013	n/a	yes	GREENSBORO, NC	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Dec 2, 2010	Oct 8, 2012	no	GREENSBORO, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C••••••• I••••••• S•••••••• I•••	A••• A••••••• L••	Oct 8, 2012	Jun 13, 2013	248	Firm change	Other
C•••••••• F•••••••• G•••• A•••••••	F•••• C••••••• I••••••• S•••••••• I•••	Nov 17, 2009	Dec 2, 2010

Relationships

Registered with (3)

→ A••• A••••••• L••Registered adviserregistration: current employment
Jun 13, 2013 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2010 to Oct 8, 2012factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Apr 6, 2005 to Nov 17, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:076838da-03df-f1b0-4c6c-b67a9e6ced33
First observed: Apr 6, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.