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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

MILLENNIAL WEALTH ADVISORS

MILLENNIAL WEALTH ADVISORS, LLC, CRD 174201

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:076a2820-ce95-0b95-1e4a-37f39240ae4b

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Apr 16, 2026 to Apr 16, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Millennial Wealth Advisors

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.49 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $146MItem 5.F on the latest filing (2026-04-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $71.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 49%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $73.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 49
Individual clients: 2
High net worth clients: 29
Custody, client assets: $49.3M
SEC number: 801-136267
CRD: 174201
Filings on the tape: 1
First filed: Apr 16, 2026
Latest filed: Apr 16, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES LEWIS HEEKIN	n/a	DELRAY BEACH, FL	10	33	1	no
MARIO LEO TATE	n/a	Chicago, IL \| DELRAY BEACH, FL	8	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEEKIN, CHARLES, LEWIS	PRESIDENT/MANAGING PARTNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	E	yes	11/2014	Apr 16, 2026	Apr 16, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 16, 2026	$146M	$0	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$146M	n/a	n/a	n/a	n/a	2	n/a	1	n/a

Relationships

Controls (1)

← HEEKIN, CHARLES, LEWISOwnerPRESIDENT/MANAGING PARTNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER, ownership code E, individual
Apr 16, 2026 to presentfactForm ADV

Registered with (2)

← MARIO LEO TATEAdvisorregistration: current employment
Feb 20, 2018 to presentfactForm ADV
← CHARLES LEWIS HEEKINAdvisorregistration: current employment
Oct 16, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:076a2820-ce95-0b95-1e4a-37f39240ae4b
First observed: Apr 16, 2026
Last observed: Apr 16, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILLENNIAL WEALTH ADVISORS

MILLENNIAL WEALTH ADVISORS, LLC, CRD 174201

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:076a2820-ce95-0b95-1e4a-37f39240ae4b

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES LEWIS HEEKIN

n/a

DELRAY BEACH, FL

MARIO LEO TATE

n/a

Chicago, IL | DELRAY BEACH, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEEKIN, CHARLES, LEWIS

PRESIDENT/MANAGING PARTNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

11/2014

Apr 16, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$146M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$146M

n/a