DFX Intelligence

J•••• R•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J•••• R•••• F••••••

Advisor at L•• F•••••••• L••

EAST WENATCHEE, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 16, 2012	n/a	yes	EAST WENATCHEE, WA	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Apr 8, 2009	Feb 15, 2012	no	Walla Walla, WA\|Pasco, WA\|WENATCHEE, WA\|HAYDEN, ID\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA\|BENTON CITY, WA\|Kennewick, WA\|EPHRATA, WA\|ROYAL CITY, WA\|WARDEN, WA\|OTHELLO, WA\|TONASKET, WA\|MOSES LAKE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	L•• F•••••••• L••	Feb 15, 2012	Feb 16, 2012	1	Firm change	Other
B••• O• A•••••• I••••••••• S•••••••• I•••	U••• B•••••• I••••••••• I•••	Apr 7, 2009	Apr 8, 2009

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 16, 2012 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2009 to Feb 15, 2012factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 31, 2005 to Apr 7, 2009factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 31, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.