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Advisor at BARLOW, PAUL DAVID
LAGUNA HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BARLOW, PAUL DAVID | State registered | Jul 29, 2016 | n/a | yes | LAGUNA HILLS, CA | Current employment |
| GREENBERG GRAHAM ADVISORS LLC | Former SEC adviser | Nov 4, 2014 | Dec 9, 2016 | no | LEHI, UT | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 31, 1997 | Oct 9, 2014 | no | LAGUNA HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GREENBERG GRAHAM ADVISORS LLC | BARLOW, PAUL DAVID | Dec 9, 2016 | Jul 29, 2016 | -133 | Firm change after gap | Other |
| LPL FINANCIAL LLC | GREENBERG GRAHAM ADVISORS LLC | Oct 9, 2014 | Nov 4, 2014 | 26 | Firm change | Other |