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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PRINCIPLED ADVISORS, INC.

CRD 131345

STATEN ISLAND, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:076feafc-5ae8-5d2e-34ff-85e70aa80b5e

Data as of Mar 8, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Mar 8, 2022
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Principled Advisors, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 85
High net worth clients: 5
SEC number: 801-71185
CRD: 131345
Filings on the tape: 15
First filed: Mar 30, 2012
Latest filed: Mar 8, 2022
Organised: Corporation, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIRELLINI, ANTHONY	CHAIRMAN, CEO, CFO, FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER	E	yes	04/2004	Mar 30, 2012	Mar 8, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 8, 2022	n/a	n/a	1	1	0	n/a	n/a
2020	Mar 9, 2021	n/a	n/a	1	1	0	n/a	n/a
2019	Mar 31, 2020	n/a	n/a	2	1	0	n/a	n/a
2018	Apr 1, 2019	n/a	n/a	2	1	1	n/a	n/a
2017	Mar 31, 2018	n/a	n/a	3	2	1	n/a	n/a
2016	Mar 1, 2017	n/a	n/a	3	2	n/a	n/a	n/a
2015	Mar 1, 2016	n/a	n/a	3	2	n/a	n/a	n/a
2014	Feb 2, 2015	n/a	n/a	3	2	n/a	n/a	n/a
2013	Mar 31, 2014	n/a	n/a	3	2	n/a	n/a	n/a
2012	Mar 19, 2013	n/a	n/a	3	2	n/a	n/a	n/a
2011	Mar 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	n/a	n/a	n/a	n/a	n/a	1	1	0	0

Relationships

Affiliated with (1)

← PRINCIPLED ADVISORS, INC.Registered adviserbroker-dealer, control, common control
factForm ADV

Controls (1)

← GIRELLINI, ANTHONYOwnerCHAIRMAN, CEO, CFO, FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← ANTHONY GIRELLINIAdvisorregistration: previous registration
May 23, 2017 to Oct 21, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:076feafc-5ae8-5d2e-34ff-85e70aa80b5e
First observed: Mar 30, 2012
Last observed: Mar 8, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRINCIPLED ADVISORS, INC.

CRD 131345

STATEN ISLAND, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:076feafc-5ae8-5d2e-34ff-85e70aa80b5e

Data as of Mar 8, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIRELLINI, ANTHONY

CHAIRMAN, CEO, CFO, FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER

yes

04/2004

Mar 30, 2012

Mar 8, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 8, 2022

n/a

2020

Mar 9, 2021

n/a

2019

Mar 31, 2020

n/a

2018

Apr 1, 2019

n/a

2017

Mar 31, 2018

n/a

2016

Mar 1, 2017

n/a

2015

Mar 1, 2016

n/a

2014

Feb 2, 2015

n/a

2013

Mar 31, 2014

n/a

2012

Mar 19, 2013

n/a

2011

Mar 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

n/a