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RIA / WealthAdvisorCertified Financial Planner12 years in industry

LUKE RYAN MCCARTY

Advisor at MCCARTY WEALTH

ROCKLEDGE, FL

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Search this name across graphsid dfx:ria:0775226a-2d2c-4c4d-581c-75f96bdc8aa2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MCCARTY WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 26, 2014
First registration: Aug 28, 2014
Dual registered: no
IAPD individual key: 5539780

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MCCARTY WEALTH	State registered	Feb 19, 2025	n/a	yes	ROCKLEDGE, FL	Current employment
PROSTATIS FINANCIAL ADVISORS GROUP	Independent wealth	Oct 30, 2019	Feb 21, 2025	no	Melbourne, FL	Previous registration
UMB FINANCIAL SERVICES, INC.	Independent wealth	Mar 5, 2018	Aug 22, 2019	no	Kansas City, MO\|KANSAS CITY, MO	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 28, 2014	Feb 2, 2018	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSTATIS FINANCIAL ADVISORS GROUP	MCCARTY WEALTH	Feb 21, 2025	Feb 19, 2025	-2	Firm change	RIA to state RIA
UMB FINANCIAL SERVICES, INC.	PROSTATIS FINANCIAL ADVISORS GROUP	Aug 22, 2019	Oct 30, 2019	69	Firm change	Ibd to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	UMB FINANCIAL SERVICES, INC.	Feb 2, 2018	Mar 5, 2018	31	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ MCCARTY WEALTHRegistered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ PROSTATIS FINANCIAL ADVISORS GROUPRegistered adviserregistration: previous registration
Oct 30, 2019 to Feb 21, 2025factForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 5, 2018 to Aug 22, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 28, 2014 to Feb 2, 2018factForm ADV

Dated events

Occurred
Feb 21, 2025
Advisor changed firm
Luke Ryan Mccarty left Prostatis Financial Advisors Group for Mccarty Wealth (registered 2025-02-19)
Form ADVobserved 4 days ago