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Advisor at BMO NESBITT BURNS SECURITIES LTD.
TORONTO, ONTARIO | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BMO NESBITT BURNS SECURITIES LTD. | Bd affiliated wealth | Aug 5, 2021 | n/a | yes | TORONTO, ONTARIO|Chicago, IL | Current employment |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Jun 15, 2018 | Aug 2, 2021 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | May 30, 2018 | no | CHICAGO, IL|CHICAGO, IL|LOUISVILLE, KY|BOWLING GREEN, KY|CHICAGO, IL | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Oct 12, 2007 | Oct 1, 2008 | no | BOWLING GREEN, KY|LOUISVILLE, KY|NEW YORK, NY|LOUISVILLE, KY | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Feb 27, 2003 | Jun 21, 2006 | no | LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO HARRIS FINANCIAL ADVISORS, INC | BMO NESBITT BURNS SECURITIES LTD. | Aug 2, 2021 | Aug 5, 2021 | 3 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | BMO HARRIS FINANCIAL ADVISORS, INC | May 30, 2018 | Jun 15, 2018 | 16 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |
| J.J.B. HILLIARD, W.L. LYONS, LLC | J.P. MORGAN SECURITIES INC. | Jun 21, 2006 | Oct 12, 2007 | 478 | Firm change after gap | Other |