DFX Intelligence

P•••• J••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

P•••• J••• R•••••••

Advisor at R••••••• W••••• M••••••••• L••

URBANDALE, IA

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Search this name across graphsid dfx:ria:078091d1-141a-51f0-7f0a-ad95e612769d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• M••••••••• L••	State registered	May 9, 2019	n/a	yes	URBANDALE, IA	Current employment
S••••••••• R••••••• M••••••••• L•••	State registered	May 22, 2013	Jul 19, 2019	no	J•••STON, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• R••••••• M••••••••• L•••	R••••••• W••••• M••••••••• L••	Jul 19, 2019	May 9, 2019	-71	Firm change after gap	Other
I••••••••• A••••••• C•••	S••••••••• R••••••• M••••••••• L•••	May 1, 2013	May 22, 2013

Relationships

Registered with (4)

→ R••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 9, 2019 to presentfactForm ADV
→ S••••••••• R••••••• M••••••••• L•••Registered adviserregistration: previous registration
May 22, 2013 to Jul 19, 2019factForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Jul 19, 2010 to May 1, 2013factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:078091d1-141a-51f0-7f0a-ad95e612769d
First observed: Mar 16, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.