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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

PHILOSMITH CAPITAL CORPORATION

CRD 162082

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07847259-b99c-c7ef-0ca4-bf1cd4bc1390

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 26, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.1 institutional_share=0.9 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $380MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $380M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $39.2M
SEC number: 801-76154
CRD: 162082
Filings on the tape: 16
First filed: Mar 30, 2012
Latest filed: Mar 26, 2026
Organised: Corporation, CT
Website: philosmith.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMEN, JAMES, ANDREW	President	C	yes	04/2009	Mar 30, 2012	Jan 30, 2024
INGLIS, JAMES, EARL	VICE PRESIDENT, SECRETARY & TREASURER	C	yes	01/1998	Mar 30, 2012	Jan 30, 2024
OGRADY, MICHELE, CORRIDOR	VICE PRESIDENT & CCO	A	yes	10/1998	Mar 30, 2012	Jan 30, 2024
SALMON, DAVID, ANTHONY	VICE PRESIDENT	A	yes	04/2018	Apr 8, 2019	Jan 30, 2024
HAGERTY, FRANCIS, JOSEPH	VICE PRESIDENT	B	no	08/1998	Mar 30, 2012	Jan 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$380M	$380M	9	6	0	1	n/a
2024	Apr 21, 2025	$365M	$365M	9	6	0	1	n/a
2023	Jan 30, 2024	$316M	$64.1M	10	6	0	n/a	n/a
2022	Feb 17, 2023	$279M	$55.4M	10	6	0	n/a	n/a
2021	Jun 30, 2022	$274M	$52.8M	8	6	0	n/a	n/a
2020	Jan 25, 2021	$224M	$42.0M	6	5	0	n/a	n/a
2019	Mar 30, 2020	$202M	$43.0M	6	5	0	n/a	n/a
2018	Apr 8, 2019	$154M	$35.0M	6	5	0	n/a	n/a
2017	Mar 29, 2018	$156M	$36.0M	7	4	0	n/a	n/a
2016	Feb 13, 2017	$140M	$140M	7	4	n/a	n/a	n/a
2015	Feb 8, 2017	$114M	$114M	6	4	n/a	n/a	n/a
2013	Apr 21, 2014	$122M	$122M	6	4	n/a	n/a	n/a
2012	Mar 27, 2013	$106M	$106M	6	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$380M	$365M	4.2%	$279M	10.9%	9	9	0	0

Relationships

Controls (4)

← OGRADY, MICHELE, CORRIDOROwnerVICE PRESIDENT & CCO, ownership code A, individual
Mar 30, 2012 to Jan 30, 2024factForm ADV
← INGLIS, JAMES, EARLOwnerVICE PRESIDENT, SECRETARY & TREASURER, ownership code C, individual
Mar 30, 2012 to Jan 30, 2024factForm ADV
← AMEN, JAMES, ANDREWOwnerPRESIDENT, ownership code C, individual
Mar 30, 2012 to Jan 30, 2024factForm ADV
← SALMON, DAVID, ANTHONYOwnerVICE PRESIDENT, ownership code A, individual
Apr 8, 2019 to Jan 30, 2024factForm ADV

Owns (1)

← HAGERTY, FRANCIS, JOSEPHOwnerVICE PRESIDENT, ownership code B, individual
Mar 30, 2012 to Jan 30, 2024factForm ADV

Dated events

Occurred
Apr 8, 2019
Control person joined
Anthony David Salmon (Vice President) appeared on Schedule A of Philosmith Capital Corporation
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07847259-b99c-c7ef-0ca4-bf1cd4bc1390
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHILOSMITH CAPITAL CORPORATION

CRD 162082

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07847259-b99c-c7ef-0ca4-bf1cd4bc1390

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMEN, JAMES, ANDREW

President

yes

04/2009

Mar 30, 2012

Jan 30, 2024

INGLIS, JAMES, EARL

VICE PRESIDENT, SECRETARY & TREASURER

yes

01/1998

Mar 30, 2012

Jan 30, 2024

OGRADY, MICHELE, CORRIDOR

VICE PRESIDENT & CCO

yes

10/1998

Mar 30, 2012

Jan 30, 2024

SALMON, DAVID, ANTHONY

VICE PRESIDENT

yes

04/2018

Apr 8, 2019

Jan 30, 2024

HAGERTY, FRANCIS, JOSEPH

VICE PRESIDENT

08/1998

Mar 30, 2012

Jan 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$380M

n/a

2024

Apr 21, 2025

$365M

n/a

2023

Jan 30, 2024

$316M

$64.1M

n/a

2022

Feb 17, 2023

$279M

$55.4M

n/a

2021

Jun 30, 2022

$274M

$52.8M

n/a

2020

Jan 25, 2021

$224M

$42.0M

n/a

2019

Mar 30, 2020

$202M

$43.0M

n/a

2018

Apr 8, 2019

$154M

$35.0M

n/a

2017

Mar 29, 2018

$156M

$36.0M

n/a

2016

Feb 13, 2017

$140M

n/a

2015

Feb 8, 2017

$114M

n/a

2013

Apr 21, 2014

$122M

n/a

2012

Mar 27, 2013

$106M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$380M

$365M

4.2%

$279M

10.9%