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Advisor at CHARLES SCHWAB & CO., INC.
Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 16, 2004 | n/a | yes | Phoenix, AZ | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jan 8, 2004 | May 28, 2004 | no | SAN FRANCISCO, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 28, 2002 | Nov 14, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | CHARLES SCHWAB & CO., INC. | May 28, 2004 | Jun 16, 2004 | 19 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | WELLS FARGO INVESTMENTS, LLC | Nov 14, 2003 | Jan 8, 2004 | 55 | Firm change | Other |