DFX Intelligence

C••••• • C•••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••• • C•••••• L•••

CRD 137563

NEW YORK, NY

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Search this name across graphsid dfx:ria:07919671-7b77-fde7-1dda-b69d96f3e989

Data as of Apr 26, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 12
On other graphs: 0
Observed: Apr 2, 2012 to Apr 26, 2023
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $327M••• Locked
Discretionary RAUM: $327M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K•••••• F•••• L•••	Hedge Fund	$248M	Mar 30, 2016	2	Mar 31, 2015	dropped	n/a
K•• W••••• F•••• L•••	Hedge Fund	$129M	Mar 30, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• R••••• L••	Member	D	yes	01/2020	Mar 31, 2021	Apr 26, 2023
C•••••• J••••• S•••••	Member	E	yes	12/2003	Apr 2, 2012	Apr 26, 2023

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$327M	$288M	13.6%	$932M	-29.4%	15	15	2	2

Relationships

Advises (23)

→ K•••••• S•• 7• L•••Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ K•••••• C•••••• P••••••• L•Private fundHedge Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ U•••• I••••••••• L••••••Private fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ K•••••• S•• 6• L••Private fund

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
C••••• • C•••••• L••• reported RAUM $288.1M, down 29% from $405.1M (2022-02-17 to 2022-03-31)
Form ADVobserved 7 days ago
$-117M
Occurred
Mar 31, 2022
Control person joined
Judson Richard Pyle (Managing Director) appeared on Schedule A of C••••• • C•••••• L•••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
C••••• • C•••••• L••• reported RAUM $405.1M, down 57% from $932.4M (2020-03-30 to 2021-03-31)
Form ADVobserved 7 days ago
$-527M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07919671-7b77-fde7-1dda-b69d96f3e989
First observed: Apr 2, 2012
Last observed: Apr 26, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.