DFX Intelligence

A•••••••• M•••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

A•••••••• M•••••• P•••••••••

Advisor at A••• A••••••• P•••••••

Denver, CO | NEW YORK, NY

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Search this name across graphsid dfx:ria:0791a106-e682-e59e-1167-03f6c2c2244d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Apr 17, 2020	n/a	yes	NEW YORK, NY\|Denver, CO	Current employment
N•••• F•••••••• G••••• I•••	Former SEC adviser	Sep 23, 2011	Apr 21, 2020	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• F•••••••• G••••• I•••	A••• A••••••• P•••••••	Apr 21, 2020	Apr 17, 2020	-4	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
117897:133535:CO:2020-04-21	Apr 21, 2020	Apr 17, 2020	DENVER, CO	Firm change

Relationships

Registered with (2)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Apr 17, 2020 to presentfactForm ADV
→ N•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 23, 2011 to Apr 21, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0791a106-e682-e59e-1167-03f6c2c2244d
First observed: Sep 23, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.